Registered investment advisers in North Carolina
3 SEC-registered advisers with at least one office in North Carolina, listed by regulatory assets under management as reported on Form ADV.
The firms
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Everett HarrisCRD 106830 | Los Angeles, CA | $11.53B | 13 | 743 |
| RPA FinancialCRD 294105 | San Rafael, CA | $10.88B | 4 | 339 |
| Parallel AdvisorsCRD 140800 | San Francisco, CA | $10.31B | 61 | 4,240 |
- Headquarters
- Los Angeles, CA
- Advisory staff
- 13
- Clients
- 743
- Headquarters
- San Rafael, CA
- Advisory staff
- 4
- Clients
- 339
- Headquarters
- San Francisco, CA
- Advisory staff
- 61
- Clients
- 4,240
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in North Carolina on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in North Carolina from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Simple Money is not affiliated with the firms on it.