The people named on advisory firms' filings
86 advisers at 13 firms, each profiled from their own public record on the SEC's Investment Adviser Public Disclosure site: role as filed, registrations, examinations and career history.
AlphaCore Capital
Firm profileLa Jolla, CA · CRD 174346
Aspiriant
Firm profileLos Angeles, CA · CRD 146720
- Summer HammonsCRD 6949757Chief People Officer
- Lynne BornCRD 7236641Chief Practice Officer
- Shanda GentryCRD 2183318Chief Compliance Officer
- Michael LavalleCRD 7713697General Counsel
- Alec ManoukianCRD 7893759Chief Technology Officer
- Young KimCRD 5306274Chief Client Service Operations Officer
- Andrew PuttermanCRD 3122891Independent Board of Director
- Jeanette GorgasCRD 2822174Independent Board of Director
- Robert FrancaisCRD 4604851Chief Executive Officer, Board of Directors
- John AllenCRD 4051640Chief Investment Officer
- Sandra BragarCRD 4533687Chief Client Officer
- Ryan BensonCRD 6718865Board of Directors
- Marc CastellaniCRD 2937879Board of Directors - Chair
- Helen DietzCRD 1268071Board of Directors
- Gavin NeilCRD 6163690Board of Directors
Comprehensive Financial Management
Firm profileLos Gatos, CA · CRD 159641
Everett Harris
Firm profileLos Angeles, CA · CRD 106830
Farther
Firm profileSan Francisco, CA · CRD 302050
- Alex PaulCRD 6435641Director, Advisor Investment Strategy
- Bradley GenserCRD 6372409Chief Technology Officer
- Bryan DalessandroCRD 5081148Managing Director, RIA
- Christopher PowersCRD 1682585Chief Compliance Officer
- Daniel CuevasCRD 2645996Senior Manager, Client Transitions
- David KilinCRD 4550182CFO
- Demi MartinCRD 7882469Senior Compliance Associate
- Jacolby CrowCRD 8161530CX Team Lead
- Jeffery KernodleCRD 2948482Managing Director, RIA
- John BarraganCRD 2941942Executive in Residence - Client Experience & Operations
- Joseph MatthewsCRD 6077030Managing Member
- Lindsey HarmonCRD 6768760Director, Advisor Experience
- Lindsey HillCRD 7264716CX Team Lead
- Michael StrattonCRD 6216035Client Operations Lead
- Olivia FournierCRD 6578391Head of Client Services
- Regina GonzalesCRD 2198149Senior Manager, Client Experience
- Stephanie KobtyCRD 6791775Client Transitions
- Thor GouldCRD 6453683Managing Director, RIA
- Timothy BohnettCRD 5862012Managing Director, RIA
Independent Financial Group
Firm profileSan Diego, CA · CRD 7717
Mission Wealth
Firm profileSanta Barbara, CA · CRD 113057
Parallel Advisors
Firm profileSan Francisco, CA · CRD 140800
Perigon Wealth Management
Firm profileSan Francisco, CA · CRD 131037
Pure Financial Advisors
Firm profileSan Diego, CA · CRD 144316
Robertson Stephens
Firm profileSan Francisco, CA · CRD 289977
RPA Financial
Firm profileSan Rafael, CA · CRD 294105
Shuster Advisory Group
Firm profilePasadena, CA · CRD 170233
About this list
An investment adviser reports its officers, direct owners and indirect owners on Schedules A and B of its Form ADV. Individuals who are registered as adviser representatives also have their own record on the SEC's Investment Adviser Public Disclosure site, showing every firm they have been registered through, the examinations they have passed, and the states they are registered in.
Each profile restates those records and attributes anything else, such as a biography or a credential, to the source that published it. Nothing here is a rating, a ranking or a recommendation, and Simple Money is not affiliated with the firms or the people listed. This directory does not report disciplinary history, in either direction; the SEC publishes the complete record.
Records change. Verify any individual's current record at adviserinfo.sec.gov before engaging an adviser.