Cosmo Gould

CCO at RPA Financial

Investment adviser representative in San Rafael, CA

From the SEC’s public record of this individual, checked on 17 September 2026.

Cosmo Gould is a cco of RPA Financial, LLC, a San Rafael-based SEC-registered investment adviser managing $10.88B. Cosmo has been registered through the firm since 21 May 2019, with 17 years in the industry across 10 firms, holds adviser registrations in California.

17
Years of IAPD experience
7
Years at the firm
Rpa Financial, Llc
10
Adviser firms on record
1
State registrations
10
Exams passed

Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.

Role at RPA Financial#

Title on Schedule A
CCO
Control
Schedule A reports control-person status.
Ownership
Schedule A reports the under 5% ownership band.
Tenure
Role reported since March 2023.

The firm

RPA Financial, LLC$10.88B regulatory AUM · 4 advisory staff · 2 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

  1. Rpa Financial, Llc21 May 2019 to present
    San Rafael, CA · 7 years · adviser representative only · firm CRD 294105
  2. Lpl Financial Llc3 May 2016 to 7 October 2020
    Novato, CA · 4 years · adviser representative only · firm CRD 6413
  3. Lpl Financial Llc29 January 2015 to 1 February 2016
    Novato, CA · 1 year · adviser representative only · firm CRD 6413
  4. Global Retirement Partners Llc16 September 2014 to present
    San Rafael, CA · 12 years · adviser representative only · firm CRD 172011
  5. Lpl Financial Llc8 September 2014 to present
    Petaluma, CA · 12 years · adviser representative and broker · firm CRD 6413
  6. Financial Telesis, Inc.12 June 2012 to 13 March 2015
    San Rafael, CA · 3 years · adviser representative only · firm CRD 31012
  7. Charles Schwab & Co., Inc.31 August 2011 to 7 June 2012
    San Francisco, CA · 1 year · adviser representative only · firm CRD 5393
  8. Citigroup Global Markets Inc.29 May 2007 to 29 April 2008
    San Carlos, CA · 1 year · adviser representative only · firm CRD 7059
  9. Citicorp Investment Services10 November 2006 to 29 May 2007
    San Mateo, CA · 1 year · adviser representative only · firm CRD 23988
  10. Wells Fargo Investments, Llc16 November 2005 to 8 November 2006
    San Francisco, CA · 1 year · adviser representative only · firm CRD 10582

Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 22 February 2009, which may differ from the earliest registration below. View the IAPD record

Registrations and exams#

California16 September 2014
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6321 January 2015
Name
Uniform Securities Agent State Law Examination
Series 6615 November 2005
Name
Uniform Combined State Law Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 71 November 2005
Name
General Securities Representative Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 242 January 2023
Name
General Securities Principal Examination
Series 239 October 2012
Name
General Securities Principal Sales Supervisor
Series 102 February 2012
Name
General Securities Sales Supervisor - General Module Examination
Series 921 October 2011
Name
General Securities Sales Supervisor - Options Module Examination

State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Schedule A identifies Cosmo Charles Gould as CCO, with the role acquired in March 2023. Form ADV Part 1A, Schedule A

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

What is Cosmo Gould’s filed role?

Schedule A identifies Cosmo Charles Gould as CCO, with the role acquired in March 2023.

Source: Form ADV Part 1A, Schedule A

What does IAPD report about Cosmo Gould’s adviser registration?

IAPD reports a current investment-adviser registration through RPA FINANCIAL, LLC beginning 2019-05-21, checked 17 September 2026.

Source: IAPD individual record, Current IA Employments

Answered from the records above.

Leadership at RPA Financial#

The other officers and owners named on the firm's Schedule A.

Sources

  1. IAPD individual record, CRD 5033874. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of RPA Financial, LLC, filed 29 June 2026. Title, control and ownership bands.

Retrieved 17 September 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Cosmo Gould or RPA Financial, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser.