Registered investment advisers in California
13 SEC-registered advisers with at least one office in California, listed by regulatory assets under management as reported on Form ADV.
The firms
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Comprehensive Financial ManagementCRD 159641 | Los Gatos, CA | $18.52B | 15 | 30 |
| AspiriantCRD 146720 | Los Angeles, CA | $18.05B | 105 | 2,357 |
| Mission WealthCRD 113057 | Santa Barbara, CA | $17.00B | 135 | 5,341 |
| FartherCRD 302050 | San Francisco, CA | $16.01B | 252 | 14,965 |
| AlphaCore CapitalCRD 174346 | La Jolla, CA | $12.96B | 70 | 4,036 |
| Independent Financial GroupCRD 7717 | San Diego, CA | $12.93B | 476 | 26,635 |
| Everett HarrisCRD 106830 | Los Angeles, CA | $11.53B | 13 | 743 |
| Perigon Wealth ManagementCRD 131037 | San Francisco, CA | $11.29B | 92 | 5,664 |
| Pure Financial AdvisorsCRD 144316 | San Diego, CA | $11.05B | 76 | 7,509 |
| RPA FinancialCRD 294105 | San Rafael, CA | $10.88B | 4 | 339 |
| Shuster Advisory GroupCRD 170233 | Pasadena, CA | $10.32B | 11 | 435 |
| Parallel AdvisorsCRD 140800 | San Francisco, CA | $10.31B | 61 | 4,240 |
| Robertson StephensCRD 289977 | San Francisco, CA | $8.76B | 67 | 2,295 |
- Headquarters
- Los Gatos, CA
- Advisory staff
- 15
- Clients
- 30
- Headquarters
- Los Angeles, CA
- Advisory staff
- 105
- Clients
- 2,357
- Headquarters
- Santa Barbara, CA
- Advisory staff
- 135
- Clients
- 5,341
- Headquarters
- San Francisco, CA
- Advisory staff
- 252
- Clients
- 14,965
- Headquarters
- La Jolla, CA
- Advisory staff
- 70
- Clients
- 4,036
- Headquarters
- San Diego, CA
- Advisory staff
- 476
- Clients
- 26,635
- Headquarters
- Los Angeles, CA
- Advisory staff
- 13
- Clients
- 743
- Headquarters
- San Francisco, CA
- Advisory staff
- 92
- Clients
- 5,664
- Headquarters
- San Diego, CA
- Advisory staff
- 76
- Clients
- 7,509
- Headquarters
- San Rafael, CA
- Advisory staff
- 4
- Clients
- 339
- Headquarters
- Pasadena, CA
- Advisory staff
- 11
- Clients
- 435
- Headquarters
- San Francisco, CA
- Advisory staff
- 61
- Clients
- 4,240
- Headquarters
- San Francisco, CA
- Advisory staff
- 67
- Clients
- 2,295
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
Cities in California
About this list
A firm appears here when it reports an office in California on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in California from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Simple Money is not affiliated with the firms on it.