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Joann Parrino, portrait

Joann Parrino

Member/Chief Compliance Officer at Shuster Advisory Group

Officer named in the firm’s Form ADV

Role as filed on 20 May 2026; public records checked on 17 September 2026.

Joann Parrino is named as member/chief compliance officer in Shuster Advisory Group, LLC’s Form ADV. This profile reports the filed role and ownership band. Individual registration and examination information is unavailable for this profile.

Role at Shuster Advisory Group#

Title on Schedule A
Member/Chief Compliance Officer
Control
Schedule A does not report control-person status.
Ownership
Schedule A reports the under-5% ownership band.
Tenure
Reported in the role since October 2016.

The firm

Shuster Advisory Group, LLC$10.32B regulatory AUM · 11 advisory staff · 1 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

The firm's Form ADV Schedule A names this officer. The SEC IAPD individual lookup for CRD 3110216 did not return a public individual record when checked on 17 September 2026. This officer profile does not infer individual registration, examination, employment, office, or disclosure information from the firm filing.

The officer listing does not establish an individual registration history. View the IAPD record

Registrations and exams#

An officer title or CRD number on Form ADV does not establish current investment adviser representative registration. No registration or examination counts are inferred from limited or unavailable individual adviser information.

Individual adviser registrations and examinations are not presented in this officer profile. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Shuster Advisory Group’s Form ADV Schedule A identifies Joann Parrino as member and chief compliance officer. Shuster Advisory Group Form ADV Part 1A, Schedule A

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

What is Joann Parrino’s filed role?

Shuster Advisory Group’s Form ADV Schedule A identifies Joann Parrino as member and chief compliance officer.

Source: Form ADV Part 1A, Schedule A

Answered from the records above.

Leadership at Shuster Advisory Group#

The other officers and owners named on the firm's Schedule A.

Sources

  1. IAPD individual lookup, CRD 3110216. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Shuster Advisory Group, LLC, filed 20 May 2026. Title, control and ownership bands.

Retrieved 17 September 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Joann Parrino or Shuster Advisory Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser. The portrait is reproduced from the firm’s website for identification.