John Allen
Chief Investment Officer at Aspiriant
Investment adviser representative in Los Angeles, CA
From the SEC’s public record of this individual, checked on 17 September 2026.
John Allen is the chief investment officer of Aspiriant, LLC, a Los Angeles-based SEC-registered investment adviser managing $18.05B. John has been registered through the firm since 11 February 2014, with 12 years in the industry across 1 firm, holds adviser registrations in California.
Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.
Role at Aspiriant#
- Title on Schedule A
- Chief Investment Officer
- Control
- Schedule A reports John Allen as a control person.
- Ownership
- Schedule A reports an under-5% ownership band.
- Tenure
- Schedule A reports this title since January 2014.
The firm
Aspiriant, LLC$18.05B regulatory AUM · 105 advisory staff · 74 officesFirm profileTitle and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing
Career on record#
- ASPIRIANT, LLC11 February 2014 to presentLos Angeles, CA · 13 years · adviser representative only · firm CRD 146720
Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 10 February 2014, which may differ from the earliest registration below. View the IAPD record
Registrations and exams#
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 11 February 2014 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 15 January 2010 |
| Series 3 | National Commodity Futures Examination | 23 December 2009 |
| Series 7 | General Securities Representative Examination | 17 November 2009 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record
Regulatory record#
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.
Where to check this individual's complete record, including any disciplinary history. View the IAPD record
Background#
The firm’s Schedule A lists John Allen as Chief Investment Officer. Form ADV Part 1A, Schedule A
Background statements are attributed to the named source. Firm biographies are not regulatory records.
Common questions#
What is John Allen’s filed role?
The firm’s Form ADV Schedule A lists John Allen as Chief Investment Officer, with the title acquired in January 2014.
Source: Form ADV Part 1A, Schedule A
Answered from the records above.
Leadership at Aspiriant#
Robert Joseph FrancaisChief Executive Officer, Board of DirectorsCRD 4604851
Summer Ann HammonsChief People OfficerCRD 6949757
Sandra Leigh BragarChief Client OfficerCRD 4533687
Ryan Paul BensonBoard of DirectorsCRD 6718865
Lynne BornChief Practice OfficerCRD 7236641
Shanda Susan GentryChief Compliance OfficerCRD 2183318- Michael Christopher LavalleGeneral CounselCRD 7713697
Marc CastellaniBoard of Directors - ChairCRD 2937879- Alec ManoukianChief Technology OfficerCRD 7893759
Young S KimChief Client Service Operations OfficerCRD 5306274
Helen Ann DietzBoard of DirectorsCRD 1268071- Andrew PuttermanIndependent Board of DirectorCRD 3122891
- Jeanette Lee GorgasIndependent Board of DirectorCRD 2822174
Gavin Paul NeilBoard of DirectorsCRD 6163690
The other officers and owners named on the firm's Schedule A.
Sources
- IAPD individual record, CRD 4051640. Employment history, registrations and examinations.
- Form ADV Part 1A, Schedules A and B of Aspiriant, LLC, filed 21 August 2026. Title, control and ownership bands.
Retrieved 17 September 2026. The SEC record may have been amended since.
Report a correctionThis profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with John Allen or Aspiriant, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.
Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser. The portrait is reproduced from the firm’s website for identification.