Sangeetha Srinivasan

Principal, Chief Compliance Officer at Parallel Advisors

Officer named in the firm’s Form ADV

Role as filed on 29 June 2026; public records checked on 17 September 2026.

Sangeetha Srinivasan is named as chief compliance officer in Parallel Advisors, LLC’s Form ADV. This profile reports the filed role and ownership band. Individual registration and examination information is unavailable for this profile.

Role at Parallel Advisors#

Title on Schedule A: Chief Compliance Officer
Title the firm uses: Principal, Chief Compliance Officer
Control: Schedule A reports Sangeetha Srinivasan as a control person of the adviser.
Ownership: Schedule A reports Sangeetha Srinivasan in the under-5% ownership band.
Tenure: Reported as Chief Compliance Officer since March 2018.

The firm

Parallel Advisors, LLC$10.31B regulatory AUM · 61 advisory staff · 38 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

Parallel Advisors identifies Sangeetha Srinivasan on Schedule A of its Form ADV. The SEC IAPD public individual lookup for CRD 6801941 returned no individual record when checked on 17 September 2026, so this page does not report individual registration, examination, employment, office, or disclosure information.

The officer listing does not establish an individual registration history. View the IAPD record

Registrations and exams#

An officer title or CRD number on Form ADV does not establish current investment adviser representative registration. No registration or examination counts are inferred from limited or unavailable individual adviser information.

Individual adviser registrations and examinations are not presented in this officer profile. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Parallel lists Sangeetha Srinivasan as Principal and Chief Compliance Officer, with an experience entry for Chief Compliance Officer at Parallel Advisors beginning in March 2018 and a prior Managing Director role at Charles Schwab. Parallel Advisors, Sangeetha Srinivasan profile

Education

MBA in Finance, Strategy and Management, London Business SchoolParallel Advisors, Sangeetha Srinivasan profile
MBA (Exchange) in Business, University of California, Berkeley, Haas School of BusinessParallel Advisors, Sangeetha Srinivasan profile
Masters in Finance, Faculty of Management Studies, University of DelhiParallel Advisors, Sangeetha Srinivasan profile
Bachelor of Commerce, University of MadrasParallel Advisors, Sangeetha Srinivasan profile

Credentials and memberships

CFAParallel Advisors, Sangeetha Srinivasan profile

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

What is Sangeetha Srinivasan’s role at Parallel Advisors?

Parallel Advisors’ Form ADV Schedule A reports Sangeetha Srinivasan as Chief Compliance Officer and a control person, with the title acquired in March 2018. She signed the firm’s June 2026 Form ADV as Chief Compliance Officer. Parallel’s profile lists her as Principal and Chief Compliance Officer.

Source: Form ADV Part 1A, Schedule A and signature; Parallel Advisors profile

Why does this profile not list Sangeetha Srinivasan’s registrations or exams?

The SEC IAPD public individual lookup for CRD 6801941 returned no individual record when checked on 17 September 2026. This profile therefore states only the officer role filed by Parallel Advisors and the firm-attributed background information above.

Source: SEC IAPD individual lookup; Form ADV Part 1A, Schedule A

Answered from the records above.

Leadership at Parallel Advisors#

Jerry RendicChief Executive OfficerCRD 2250186
Diane GabianelliChief Financial OfficerCRD 6452884
Daniel HaspelElected ManagerCRD 7091640
Jacob SchuttChief Wealth OfficerCRD 4588040

The other officers and owners named on the firm's Schedule A.

Sources

IAPD individual lookup, CRD 6801941. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
Form ADV Part 1A, Schedules A and B of Parallel Advisors, LLC, filed 29 June 2026. Title, control and ownership bands.
Parallel Advisors team page. Biography, education, credentials, awards and portrait.

Retrieved 17 September 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Sangeetha Srinivasan or Parallel Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser. The portrait is reproduced from the firm’s website for identification.