Stuart Katz
Chief Investment Officer at Robertson Stephens
Investment adviser representative in New York, NY
From the SEC’s public record of this individual, checked on 17 September 2026.
Stuart Katz is the chief investment officer of Robertson Stephens Wealth Management, LLC, a San Francisco-based SEC-registered investment adviser managing $8.76B. Stuart has been registered through the firm since 14 September 2021, with 5 years in the industry across 1 firm, holds adviser registrations in New York.
Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.
Role at Robertson Stephens#
- Title on Schedule A
- Chief Investment Officer
- Control
- Reported as a control person and Chief Investment Officer of the adviser.
- Ownership
- Less than 5% (NA ownership code).
- Tenure
- Reported as Chief Investment Officer since September 2020.
The firm
Robertson Stephens Wealth Management, LLC$8.76B regulatory AUM · 67 advisory staff · 70 officesFirm profileTitle and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing
Career on record#
- Robertson Stephens14 September 2021 to presentNew York, NY · 5 years · adviser representative only · firm CRD 289977
Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 13 September 2021, which may differ from the earliest registration below. View the IAPD record
Registrations and exams#
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 14 September 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 30 August 1996 |
- Name
- General Securities Representative Examination
State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record
Regulatory record#
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.
Where to check this individual's complete record, including any disciplinary history. View the IAPD record
Background#
Robertson Stephens states that Stuart leads its investment strategy, global asset allocation, portfolio analytics, risk management, manager selection, and strategic and tactical asset-allocation process. Robertson Stephens, Stuart Katz team page
Education
- MBA, Harvard Graduate School of BusinessRobertson Stephens, Stuart Katz team page
- AB, Dartmouth CollegeRobertson Stephens, Stuart Katz team page
- Studied at the London School of EconomicsRobertson Stephens, Stuart Katz team page
Background statements are attributed to the named source. Firm biographies are not regulatory records.
Common questions#
Where is Stuart Katz registered?
His IAPD individual record reports investment adviser representative registration in New York since September 2021.
Is Stuart Katz a broker or an investment adviser?
His current IAPD employment record reports adviser-only registration through Robertson Stephens. The same record lists a Series 7 examination passed in August 1996.
What is Stuart Katz’s role at Robertson Stephens?
Schedule A lists Stuart Katz as Chief Investment Officer and a control person. Robertson Stephens’ team page states that he leads its investment strategy, allocation, portfolio analytics, risk management, and manager selection processes.
Source: Form ADV Part 1A, Schedule A; Robertson Stephens team page
Answered from the records above.
Leadership at Robertson Stephens#
Rajarshi BhattacharyyaChief Executive OfficerCRD 2557746- Vikram ChughChief Operating OfficerCRD 4908766
David WestbrookChief Financial OfficerCRD 5502571
Michael James CurleyChief Compliance OfficerCRD 2197705
The other officers and owners named on the firm's Schedule A.
Sources
- IAPD individual record, CRD 2786118. Employment history, registrations and examinations.
- Form ADV Part 1A, Schedules A and B of Robertson Stephens Wealth Management, LLC, filed 4 September 2026. Title, control and ownership bands.
- Robertson Stephens team page. Biography, education, credentials, awards and portrait.
Retrieved 17 September 2026. The SEC record may have been amended since.
Report a correctionThis profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Stuart Katz or Robertson Stephens Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.
Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser. The portrait is reproduced from the firm’s website for identification.