Alex Paul

Director, Advisor Investment Strategy at Farther

Investment adviser representative

From the SEC’s public record of this individual, checked on 17 September 2026.

Alex Paul is a director, advisor investment strategy of Farther Finance Advisors, LLC, a San Francisco-based SEC-registered investment adviser managing $16.01B. Alex has been registered through the firm since 19 November 2024, with 10 years in the industry across 2 firms, holds adviser registrations in Michigan, Texas.

10
Years of IAPD experience
1
Years at the firm
Farther
2
Adviser firms on record
2
State registrations
23
Exams passed

Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.

Role at Farther#

Title on Schedule A
Director, Advisor Investment Strategy
Control
Schedule A does not report this person as a control person of the adviser.
Ownership
Schedule A reports the under-5% ownership band (NA).
Tenure
Role reported since 09/2024.

The firm

Farther Finance Advisors, LLC$16.01B regulatory AUM · 252 advisory staff · 340 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

  1. Farther19 November 2024 to present
    Birmingham, MI · 2 years · adviser representative only · firm CRD 302050
  2. Asset Allocation Strategies, Llc20 August 2015 to 27 February 2024
    Farmington, MI · 9 years · adviser representative only · firm CRD 152339

Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 18 October 2015, which may differ from the earliest registration below. View the IAPD record

Registrations and exams#

Michigan19 November 2024
Scope
Investment adviser representative
Status
Approved
Texas19 November 2024
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6512 August 2015
Name
Uniform Investment Adviser Law Examination
Series 6313 February 2015
Name
Uniform Securities Agent State Law Examination
Series 322 April 2026
Name
National Commodity Futures Examination
Series 52TO9 October 2023
Name
Municipal Securities Representative Examination
Series 57TO25 September 2023
Name
Securities Trader Exam
Series 79TO25 August 2023
Name
Investment Banking Registered Representative Examination
Series 8725 July 2023
Name
Research Analyst Exam - Part II Regulations Module
Series 22TO9 May 2023
Name
Direct Participation Programs Representative Examination
Series 82TO8 May 2023
Name
Limited Representative-Private Securities Offerings
Series 7TO6 May 2023
Name
General Securities Representative Examination
Series 99TO12 January 2023
Name
Operations Professional Examination
Series 1627 April 2022
Name
NYSE Supervisory Analyst Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 627 January 2015
Name
Investment Company Products/Variable Contracts Representative Examination
Series 5125 September 2023
Name
Municipal Fund Securities Principal Examination
Series 538 September 2023
Name
Municipal Securities Principal Examination
Series 1031 July 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 925 July 2023
Name
General Securities Sales Supervisor - Options Module Examination
Series 41 July 2023
Name
Registered Options Principal Examination
Series 399 May 2023
Name
Direct Participation Programs Principal Examination
Series 148 May 2023
Name
Compliance Officer Examination
Series 247 April 2023
Name
General Securities Principal Examination
Series 264 April 2017
Name
Investment Company Products/Variable Contracts Principal Examination

State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Schedule A reports Alex Seth Paul as Director, Advisor Investment Strategy, with the role acquired in 09/2024. Form ADV Part 1A, Schedule A

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

What is Alex Paul’s filed role?

Schedule A reports Alex Seth Paul as Director, Advisor Investment Strategy, with the role acquired in 09/2024.

Source: Form ADV Part 1A, Schedule A

What does IAPD report about Alex Paul’s adviser registration?

IAPD reports a current investment-adviser registration through FARTHER beginning 2024-11-19, checked 17 September 2026.

Source: IAPD individual record, Current IA Employments

Answered from the records above.

Leadership at Farther#

The other officers and owners named on the firm's Schedule A.

Sources

  1. IAPD individual record, CRD 6435641. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Farther Finance Advisors, LLC, filed 24 August 2026. Title, control and ownership bands.

Retrieved 17 September 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Alex Paul or Farther Finance Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser.