Nicholas Brown
Chief Compliance Officer at Comprehensive Financial Management
Officer named in the firm’s Form ADV
Role as filed on 31 March 2026; public records checked on 17 September 2026.
Nicholas Brown is named as chief compliance officer in Comprehensive Financial Management LLC’s Form ADV. This profile reports the filed role and ownership band. Individual registration and examination information is unavailable for this profile.
Role at Comprehensive Financial Management#
- Title on Schedule A
- Chief Compliance Officer
- Control
- Schedule A reports Nicholas Brown as a control person.
- Ownership
- Schedule A reports an under-5% ownership band.
- Tenure
- Schedule A reports this title since March 2019.
The firm
Comprehensive Financial Management LLC$18.52B regulatory AUM · 15 advisory staff · 1 officesFirm profileTitle and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing
Career on record#
The firm’s Form ADV Schedule A identifies this person as an officer. The SEC IAPD public individual lookup for CRD 7054786 did not return an individual record when checked on 17 September 2026; this profile therefore does not report individual registration, examination, employment, office, or disclosure information.
The officer listing does not establish an individual registration history. View the IAPD record
Registrations and exams#
An officer title or CRD number on Form ADV does not establish current investment adviser representative registration. No registration or examination counts are inferred from limited or unavailable individual adviser information.
Individual adviser registrations and examinations are not presented in this officer profile. View the IAPD record
Regulatory record#
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.
Where to check this individual's complete record, including any disciplinary history. View the IAPD record
Background#
The firm’s Schedule A lists Nicholas Brown as Chief Compliance Officer. Form ADV Part 1A, Schedule A
Background statements are attributed to the named source. Firm biographies are not regulatory records.
Common questions#
What is Nicholas Brown’s filed role?
The firm’s Form ADV Schedule A lists Nicholas Brown as Chief Compliance Officer, with the title acquired in March 2019.
Source: Form ADV Part 1A, Schedule A
Answered from the records above.
Leadership at Comprehensive Financial Management#
- Michael Gilbert MohrMemberCRD 1435017
- Gregory Reed HardesterManager & MemberCRD 6006430
- Jeffrey Robert AlvordManager & MemberCRD 6174468
- Jeffrey Colin MohrSpecial MemberCRD 6902840
- Jeanne Rogers MowreyManaging Director & ManagerCRD 4242510
The other officers and owners named on the firm's Schedule A.
Sources
- IAPD individual lookup, CRD 7054786. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
- Form ADV Part 1A, Schedules A and B of Comprehensive Financial Management LLC, filed 31 March 2026. Title, control and ownership bands.
Retrieved 17 September 2026. The SEC record may have been amended since.
Report a correctionThis profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Nicholas Brown or Comprehensive Financial Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.
Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser.