Sarah Kreisman, portrait

Sarah Kreisman

SVP & General Counsel at Independent Financial Group

Officer named in the firm’s Form ADV

Role as filed on 17 March 2026; public records checked on 17 September 2026.

Sarah Kreisman is named as svp & general counsel in Independent Financial Group, LLC’s Form ADV. This profile reports the filed role and ownership band. Individual registration and examination information is unavailable for this profile.

Role at Independent Financial Group#

Title on Schedule A
SVP & General Counsel
Control
Schedule A does not report this person as a control person of the adviser.
Ownership
Schedule A reports the under-5% ownership band (NA).
Tenure
Role reported since 06/2018.

The firm

Independent Financial Group, LLC$12.93B regulatory AUM · 476 advisory staff · 398 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

The firm's Form ADV Schedule A names this officer. The SEC IAPD individual lookup for CRD 2671706 did not provide a current investment-adviser registration at this firm when checked on 17 September 2026. This officer profile does not infer individual registration, examination, employment, office, or disclosure information from the firm filing.

The officer listing does not establish an individual registration history. View the IAPD record

Registrations and exams#

An officer title or CRD number on Form ADV does not establish current investment adviser representative registration. No registration or examination counts are inferred from limited or unavailable individual adviser information.

Individual adviser registrations and examinations are not presented in this officer profile. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Schedule A reports Sarah Jill Kreisman as SVP & General Counsel, with the role acquired in 06/2018. Form ADV Part 1A, Schedule A

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

What is Sarah Kreisman’s role?

Schedule A reports Sarah Jill Kreisman as SVP & General Counsel, with the role acquired in 06/2018.

Source: Form ADV Part 1A, Schedule A

Why does this profile not list registrations or exams?

The SEC IAPD public individual record did not show an active investment-adviser employment when checked on 17 September 2026. This profile therefore states only the officer role filed by the firm.

Source: SEC IAPD individual lookup; Form ADV Part 1A, Schedule A

Answered from the records above.

Leadership at Independent Financial Group#

The other officers and owners named on the firm's Schedule A.

Sources

  1. IAPD individual lookup, CRD 2671706. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Independent Financial Group, LLC, filed 17 March 2026. Title, control and ownership bands.

Retrieved 17 September 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Sarah Kreisman or Independent Financial Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser. The portrait is reproduced from the firm’s website for identification.