Troy Pearson

ROSFP at Independent Financial Group

Investment adviser representative in San Diego, CA

From the SEC’s public record of this individual, checked on 17 September 2026.

Troy Pearson is a rosfp of Independent Financial Group, LLC, a San Diego-based SEC-registered investment adviser managing $12.93B. Troy has been registered through the firm since 1 July 2014, with 29 years in the industry across 1 firm, holds adviser registrations in California.

29
Years of IAPD experience
12
Years at the firm
Independent Financial Group, Llc
1
Adviser firms on record
1
State registrations
11
Exams passed

Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.

Role at Independent Financial Group#

Title on Schedule A
ROSFP
Control
Schedule A does not report this person as a control person of the adviser.
Ownership
Schedule A reports the under-5% ownership band (NA).
Tenure
Role reported since 06/2004.

The firm

Independent Financial Group, LLC$12.93B regulatory AUM · 476 advisory staff · 398 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

  1. Independent Financial Group, Llc1 July 2014 to present
    San Diego, CA · 12 years · adviser representative only · firm CRD 7717

Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 15 July 1997, which may differ from the earliest registration below. View the IAPD record

Registrations and exams#

California1 July 2014
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6630 June 2014
Name
Uniform Combined State Law Examination
Series 633 June 1997
Name
Uniform Securities Agent State Law Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5521 October 1998
Name
Limited Representative-Equity Trader Exam
Series 710 April 1997
Name
General Securities Representative Examination
Series 5324 June 2002
Name
Municipal Securities Principal Examination
Series 427 February 1998
Name
Registered Options Principal Examination
Series 2424 September 1997
Name
General Securities Principal Examination

State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Schedule A reports Troy Dale Pearson as ROSFP, with the role acquired in 06/2004. Form ADV Part 1A, Schedule A

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

What is Troy Pearson’s filed role?

Schedule A reports Troy Dale Pearson as ROSFP, with the role acquired in 06/2004.

Source: Form ADV Part 1A, Schedule A

What does IAPD report about Troy Pearson’s adviser registration?

IAPD reports a current investment-adviser registration through INDEPENDENT FINANCIAL GROUP, LLC beginning 2014-07-01, checked 17 September 2026.

Source: IAPD individual record, Current IA Employments

Answered from the records above.

Leadership at Independent Financial Group#

The other officers and owners named on the firm's Schedule A.

Sources

  1. IAPD individual record, CRD 2413897. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Independent Financial Group, LLC, filed 17 March 2026. Title, control and ownership bands.

Retrieved 17 September 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Troy Pearson or Independent Financial Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser.