Arthur Ambarik, portrait

Arthur Ambarik

Chief Executive Officer, Partner, Wealth Advisor at Perigon Wealth Management

Investment adviser representative in San Francisco, CA

From the SEC’s public record of this individual, checked on 17 September 2026.

Arthur Ambarik is the chief executive officer and partner of Perigon Wealth Management, LLC, a San Francisco-based SEC-registered investment adviser managing $11.29B. Arthur has been registered through the firm since 4 April 2013, with 22 years in the industry across 3 firms, holds adviser registrations in California, Hawaii, Texas.

22
Years of IAPD experience
13
Years at the firm
Perigon Wealth Management
3
Adviser firms on record
3
State registrations
2
Exams passed

Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.

Role at Perigon Wealth Management#

Title on Schedule A
Chief Executive Officer and Partner
Title the firm uses
Chief Executive Officer, Partner, Wealth Advisor
Control
Reported as a control person of the adviser through Perigon Partners, LLC.
Ownership
25% to 50% of Perigon Partners, LLC, which holds 50% to 75% of Perigon Financial Holdings, LLC, the direct owner of the adviser.
Tenure
Partner in Perigon Partners, LLC since June 2014; reported as an officer of the adviser since January 2019.

The firm

Perigon Wealth Management, LLC$11.29B regulatory AUM · 92 advisory staff · 95 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

  1. Perigon Wealth Management, LLC4 April 2013 to present
    San Francisco, CA · 13 years · adviser representative only · firm CRD 131037
  2. YellowBrickRoad Financial Advisors, LLC17 February 2011 to 15 February 2013
    San Francisco, CA · 2 years · adviser representative only · firm CRD 134209
  3. LPL Financial LLC14 April 2004 to 14 June 2011
    San Francisco, CA · 7 years · adviser representative only · firm CRD 6413

Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 31 May 2004, which may differ from the earliest registration below. View the IAPD record

Registrations and exams#

California4 April 2013
Scope
Investment adviser representative
Status
Approved
Hawaii20 January 2016
Scope
Investment adviser representative
Status
Approved
Texas30 November 2023
Scope
Investment adviser representative
Status
Approved, resident

Examinations

Series 6614 November 2001
Name
Uniform Combined State Law Examination
Series 71 November 2001
Name
General Securities Representative Examination

A registration marked resident is the state the adviser lives in, which need not be a state where the firm reports an office. The office above is the one the SEC record gives for this person's current firm.

State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Perigon describes Arthur as bringing more than 20 years of experience to the role, with a career spanning advisory and operational leadership at Ameriprise and LPL, and credits his leadership with the firm’s growth through acquisitions and organic growth. Perigon Wealth Management, team page

Education

Credentials and memberships

Recognition

Industry awards are typically based on nominations or paid criteria set by the publisher and are not an SEC endorsement.

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

Is Arthur Ambarik a broker or an investment adviser?

An investment adviser representative only. His record shows adviser-only registration through each of his three firms and no current FINRA broker registration, although he passed the Series 7 in 2001.

Source: IAPD individual record, Registrations and Exams

Where is Arthur Ambarik registered?

As an investment adviser representative in California since April 2013, Hawaii since January 2016, and Texas since November 2023, where the registration is marked resident.

Source: IAPD individual record, Registrations

Does Arthur Ambarik own part of Perigon?

Yes, indirectly. Schedule B of Perigon's Form ADV lists him as a partner holding 25% to 50% of Perigon Partners, LLC since June 2014, and that entity holds 50% to 75% of the adviser's direct owner. Schedule A reports his officer title since January 2019. The SEC reports ownership in bands, not exact percentages.

Source: Form ADV Part 1A, Schedules A and B

Where did Arthur Ambarik work before Perigon?

His SEC record shows registration through LPL Financial from April 2004 to June 2011 and YellowBrickRoad Financial Advisors from February 2011 to February 2013, all in San Francisco. Perigon also credits him with time at Ameriprise, which predates SEC registration records.

Source: IAPD individual record, Employment History; Perigon team page

Answered from the records above.

Leadership at Perigon Wealth Management#

  • Philip Hart, portraitPhilip HartFounder and PartnerCRD 1231843
  • Jeremy Paul, portraitJeremy PaulPresident and PartnerCRD 2941072
  • Lindsay Sturmak, portraitLindsay SturmakPartnerCRD 2875124
  • Jonathan HoyChief Operating OfficerCRD 7584467
  • Rafia Hasan, portraitRafia HasanChief Investment OfficerCRD 4671801
  • David ScarpelloChief Financial OfficerCRD 4825346
  • Jonathan RobbinsChief Compliance OfficerCRD 4713929

The other officers and owners named on the firm's Schedule A.

Sources

  1. IAPD individual record, CRD 4447307. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Perigon Wealth Management, LLC, filed 12 June 2026. Title, control and ownership bands.
  3. Perigon Wealth Management team page. Biography, education, credentials, awards and portrait.

Retrieved 17 September 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Arthur Ambarik or Perigon Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser. The portrait is reproduced from the firm’s website for identification.