Jeremy Paul
President, Partner, Wealth Advisor at Perigon Wealth Management
Investment adviser representative in Boca Raton, FL
From the SEC’s public record of this individual, checked on 17 September 2026.
Jeremy Paul is a president and partner of Perigon Wealth Management, LLC, a San Francisco-based SEC-registered investment adviser managing $11.29B. Jeremy has been registered through the firm since 6 November 2019, with 28 years in the industry across 7 firms, holds adviser registrations in Alaska, California, Connecticut, Florida, Massachusetts, New Jersey, New York, North Carolina, Texas, Virginia.
Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.
Role at Perigon Wealth Management#
- Title on Schedule A
- President and Partner
- Title the firm uses
- President, Partner, Wealth Advisor
- Control
- Reported as a control person of the adviser on Schedule A.
- Ownership
- Schedule A reports no direct ownership interest of 5% or more. Schedule B reports the interest indirectly, in bands: a 75% or more interest in JHBJ Holdings, LLC since October 2017, and that entity in turn holding 25% to 50% of Perigon Partners, LLC since January 2020.
- Tenure
- Reported as an officer of the adviser since November 2019.
The firm
Perigon Wealth Management, LLC$11.29B regulatory AUM · 92 advisory staff · 95 officesFirm profileTitle and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing
Career on record#
- Perigon Wealth Management, LLC6 November 2019 to presentBoca Raton, FL · 7 years · adviser representative only · firm CRD 131037
- RLP Wealth Advisors, LLC14 November 2017 to 17 January 2020Ridgewood, NJ · 2 years · adviser representative only · firm CRD 289841
- RLP Wealth Advisors, LLC9 November 2017 to 31 December 2017Ridgewood, NJ · under a year · adviser representative only · firm CRD 289841
- BlueSky Investment Management, LLC6 October 2016 to 11 October 2019Boca Raton, FL · 3 years · adviser representative only · firm CRD 226711
- BlueSky Investment Management, LLC1 September 2016 to 31 December 2016Ridgewood, NJ · under a year · adviser representative only · firm CRD 226711
- National Planning Corporation30 November 2005 to 9 November 2017Ridgewood, NJ · 12 years · adviser representative only · firm CRD 29604
- Nathan & Lewis Securities, Inc.22 January 2001 to 28 January 2003New York, NY · 2 years · adviser representative only · firm CRD 8503
Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 21 November 1997, which may differ from the earliest registration below. View the IAPD record
Registrations and exams#
| State | Scope | Status | Since |
|---|---|---|---|
| Alaska | Investment adviser representative | Approved | 17 November 2023 |
| California | Investment adviser representative | Approved | 3 January 2019 |
| Connecticut | Investment adviser representative | Approved | 3 January 2019 |
| Florida | Investment adviser representative | Approved | 31 October 2017 |
| Massachusetts | Investment adviser representative | Approved | 24 October 2017 |
| New Jersey | Investment adviser representative | Approved | 24 October 2017 |
| New York | Investment adviser representative | Approved | 24 October 2017 |
| North Carolina | Investment adviser representative | Approved | 6 August 2026 |
| Texas | Investment adviser representative | Approved | 30 November 2023 |
| Virginia | Investment adviser representative | Approved | 24 October 2017 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 24 | General Securities Principal Examination | 20 June 2001 |
| Series 3 | National Commodity Futures Examination | 28 November 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 31 October 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 October 1997 |
| Series 7 | General Securities Representative Examination | 21 October 1997 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record
Regulatory record#
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.
Where to check this individual's complete record, including any disciplinary history. View the IAPD record
Background#
The team page states that Jeremy Paul is President of Perigon Wealth Management and works with individuals and families on investments, tax and estate planning, liquidity, philanthropy and long-term family goals, and that his background as both a wealth advisor and an attorney shapes his approach. It says he has advised entrepreneurs, executives, musicians, entertainers and professional athletes, and has served as a Registered Player Financial Advisor with the National Football League Players Association. Perigon Wealth Management, team page
Credentials and memberships
- Certified Financial Planner (CFP) practitionerPerigon Wealth Management, team page
- Accredited Investment Fiduciary (AIF)Perigon Wealth Management, team page
- Certified Divorce Financial Analyst (CDFA)Perigon Wealth Management, team page
- Admitted to the Bar in New York and New JerseyPerigon Wealth Management, team page
Recognition
- Forbes Best-In-State Wealth Advisors 2026, ranked 6th in Florida – South (High Net Worth); the same list ranked him 8th in 2025Forbes, advisor profile
Industry awards are typically based on nominations or paid criteria set by the publisher and are not an SEC endorsement.
Background statements are attributed to the named source. Firm biographies are not regulatory records.
Common questions#
Is Jeremy Paul a broker or an investment adviser?
Both. His record shows an active investment adviser representative registration through Perigon since November 2019 and an active broker registration as a registered representative of Purshe Kaplan Sterling Investments since October 2017. He passed the Series 7 in 1997 and the Series 24 in 2001.
Where is Jeremy Paul registered?
As an investment adviser representative in Virginia, Massachusetts, New Jersey and New York since October 2017, Florida since October 2017, California and Connecticut since January 2019, Alaska and Texas since November 2023, and North Carolina since August 2026. No registration is marked resident.
Does Jeremy Paul own part of Perigon?
Indirectly, and Schedule B is the schedule that reports it. Schedule A of Perigon’s Form ADV lists him as a control person and an officer since November 2019, with no direct ownership interest of 5% or more. Schedule B reports a 75% or more interest in JHBJ Holdings, LLC since October 2017, and that entity holding 25% to 50% of Perigon Partners, LLC since January 2020. The SEC reports ownership in bands, not exact percentages.
Where did Jeremy Paul work before Perigon?
His SEC record shows registration through Nathan & Lewis Securities from January 2001 to January 2003, National Planning Corporation from November 2005 to November 2017, BlueSky Investment Management from September 2016 to October 2019, and RLP Wealth Advisors from November 2017 to January 2020, in Ridgewood and New York, with the later BlueSky registration in Boca Raton.
Answered from the records above.
Leadership at Perigon Wealth Management#
Philip HartFounder and PartnerCRD 1231843
Arthur AmbarikChief Executive Officer and PartnerCRD 4447307
Lindsay SturmakPartnerCRD 2875124- Jonathan HoyChief Operating OfficerCRD 7584467
Rafia HasanChief Investment OfficerCRD 4671801- David ScarpelloChief Financial OfficerCRD 4825346
- Jonathan RobbinsChief Compliance OfficerCRD 4713929
The other officers and owners named on the firm's Schedule A.
Sources
- IAPD individual record, CRD 2941072. Employment history, registrations and examinations.
- Form ADV Part 1A, Schedules A and B of Perigon Wealth Management, LLC, filed 12 June 2026. Title, control and ownership bands.
- Perigon Wealth Management team page. Biography, education, credentials, awards and portrait.
Retrieved 17 September 2026. The SEC record may have been amended since.
Report a correctionThis profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Jeremy Paul or Perigon Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.
Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser. The portrait is reproduced from the firm’s website for identification.