Perigon Wealth Management
SEC-registered investment adviser in San Francisco, CaliforniaRegistered since 2004
Figures as filed with the SEC on 12 June 2026. Checked against the SEC's public record on 17 September 2026.
Perigon Wealth Management, LLC is a San Francisco-based, SEC-registered investment adviser reporting $11.29B in regulatory assets in its June 2026 Form ADV. Its brochure lists 0.20% to 2.00% a year in advisory fees.
Assets and clients#
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 1,653 | $7,460,120,111 | 66.1% | $4.51M |
| Individuals (other than HNW) | 3,768 | $1,807,267,534 | 16.0% | $480K |
| Pension and profit-sharing plans | 120 | $1,095,137,725 | 9.7% | $9.13M |
| Corporations and other businesses | 97 | $616,710,041 | 5.5% | $6.36M |
| Charitable organizations | 26 | $314,189,291 | 2.8% | $12.1M |
| Banking or thrift institutions | Not reported | $589,130 | 0.0% | — |
| Total | 5,664 | $11,294,013,832 | 100% | $1.99M |
- Regulatory AUM
- $7,460,120,111
- Share
- 66.1%
- Avg. per client
- $4.51M
- Regulatory AUM
- $1,807,267,534
- Share
- 16.0%
- Avg. per client
- $480K
- Regulatory AUM
- $1,095,137,725
- Share
- 9.7%
- Avg. per client
- $9.13M
- Regulatory AUM
- $616,710,041
- Share
- 5.5%
- Avg. per client
- $6.36M
- Regulatory AUM
- $314,189,291
- Share
- 2.8%
- Avg. per client
- $12.1M
- Regulatory AUM
- $589,130
- Share
- 0.0%
- Avg. per client
- —
Discretion
- Discretionary
- $8,997,107,068 across 14,604 accounts (79.7% of AUM)
- Non-discretionary
- $2,296,906,764 across 3,109 accounts (20.3%)
- Wrap fee program
- $1,604,174,770 in a wrap fee program the firm both sponsors and manages
- Non-U.S. clients
- 0% of clients
- Non-AUM advisory clients
- 3 clients received advice without assets under management last fiscal year
Form ADV Part 1A, Items 5.D and 5.F. Fiscal year ends December; amendment filed 12 June 2026. View Item 5 in the filing
Reported holdings#
| Largest positions | Value | Share |
|---|---|---|
| NVIDIA CORPORATIONCOM | $344,583,921 | 5.4% |
| APPLE INCCOM | $328,962,464 | 5.2% |
| VANGUARD INDEX FDSS&P 500 ETF SHS | $205,855,657 | 3.2% |
| INVESCO QQQ TRUNIT SER 1 | $128,484,184 | 2.0% |
| ISHARES TRCORE S&P500 ETF | $126,324,875 | 2.0% |
- Share
- 5.4%
- Share
- 5.2%
- Share
- 3.2%
- Share
- 2.0%
- Share
- 2.0%
Form 13F lists long positions in exchange-traded securities over which the filer had investment discretion, valued at quarter end. It excludes cash, bonds held outside 13(f) securities, private funds, and assets the firm does not have discretion over, so the $6.36B reported here is not the firm's $11.29B in regulatory assets, and no client's portfolio looks like this table.
Form 13F-HR for the quarter ended 30 June 2026, filed 7 August 2026. View the filing on EDGAR
Fees#
| Service | How it is charged | Stated range |
|---|---|---|
| Wealth management and investment management | Percentage of assets, billed quarterly in advance on prior quarter-end value. Multiple tiered and non-tiered schedules. | 0.20% to 2.00% a year |
| Standalone financial planning, project-based | Hourly or fixed fee | $150 to $500 an hour, or $1,000 to $15,000 fixed |
| Standalone financial planning, ongoing | Fixed annual fee, prorated in the first quarter | Up to $15,000 a year |
| Consulting and concierge services | Hourly or fixed fee | $150 to $500 an hour, or $1,000 to $15,000 fixed |
| Retirement plan advisory | Percentage of plan assets, billed quarterly | Up to 2.00% a year |
| LPL advisory programs (MAS, MWP) | LPL program fee plus an advisor fee of up to 2.00%, shared with LPL | Maximum 2.50% to 2.65% |
- How it is charged
- Percentage of assets, billed quarterly in advance on prior quarter-end value. Multiple tiered and non-tiered schedules.
- How it is charged
- Hourly or fixed fee
- How it is charged
- Fixed annual fee, prorated in the first quarter
- How it is charged
- Hourly or fixed fee
- How it is charged
- Percentage of plan assets, billed quarterly
- How it is charged
- LPL program fee plus an advisor fee of up to 2.00%, shared with LPL
What the fee does not include
Brokerage commissions, transaction fees, and fund expenses are charged separately, except for assets in the wrap fee program, where covered costs are bundled. The brochure states that Perigon does not receive any portion of independent manager, sub-advisor, or TAMP fees. For SEI-managed accounts, a portion of the SEI advisory fee is paid to Perigon.
Account minimum
Perigon states that it generally does not impose a minimum relationship size. Some independent managers and LPL programs carry their own minimums, from $10,000 to $50,000.
Form ADV Part 2A brochure, Item 5, dated 30 March 2026. View Item 5 in the brochure
Custodians#
| Custodian | Location | SMA assets held | Share |
|---|---|---|---|
| Charles Schwab & Co., Inc. | San Francisco, CA | $5,894,475,810 | 52.2% |
| Fidelity Brokerage Services LLC | Smithfield, RI | $2,601,427,587 | 23.0% |
| All other custodians | — | $2,798,110,435 | 24.8% |
- Location
- San Francisco, CA
- Share
- 52.2%
- Location
- Smithfield, RI
- Share
- 23.0%
- Location
- —
- Share
- 24.8%
The brochure also names LPL, Pershing, Axos Clearing, SEI Private Trust Company, AssetMark, Goldman Sachs, Interactive Brokers, Apex as custodians the firm may recommend. Charles Schwab and Fidelity each reported that they are not a related person of the firm.
Custody of client assets
Perigon reports custody of $834,313,995 for 970 clients. Of that, $790,562,392 across 942 clients arises only from standing letters of authorization for third-party money movement. The remaining $43,751,603 across 28 clients is subject to an annual surprise examination by Ashland Partners & Company, a PCAOB-registered accountant. The most recent examination began in September 2025.
Schedule D, Section 5.K.(3) lists every custodian holding 10% or more of separately managed account assets. View Section 5.K.(3) in the filing
Leadership and ownership#
| Name | Title | CRD |
|---|---|---|
 Philip Hart | Founder and Partner | 1231843 |
 Arthur Ambarik | Chief Executive Officer and Partner | 4447307 |
 Jeremy Paul | President and Partner | 2941072 |
 Lindsay Sturmak | Partner | 2875124 |
| Jonathan Hoy | Chief Operating Officer | 7584467 |
 Rafia Hasan | Chief Investment Officer | 4671801 |
| David Scarpello | Chief Financial Officer | 4825346 |
| Jonathan Robbins | Chief Compliance Officer | 4713929 |
Philip Hart1231843- Title
- Founder and Partner
Arthur Ambarik4447307- Title
- Chief Executive Officer and Partner
Jeremy Paul2941072- Title
- President and Partner
Lindsay Sturmak2875124- Title
- Partner
- Title
- Chief Operating Officer
Rafia Hasan4671801- Title
- Chief Investment Officer
- Title
- Chief Financial Officer
- Title
- Chief Compliance Officer
Ownership chain
- Direct owner
- Perigon Financial Holdings, LLC holds 75% or more of the adviser.
- Holdings owners
- Perigon Partners, LLC holds 50% to 75% of Perigon Financial Holdings. CWC Prism Investor, LLC holds 25% to 50%, acquired April 2024.
- Partners owners
- Arthur Ambarik and JHBJ Holdings, LLC (owned by Jeremy Paul) each hold 25% to 50% of Perigon Partners, LLC.
- Individuals
- The firm states no individual owns 25% or more of the adviser directly.
Schedules A and B. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing
Offices and registrations#
- Branch offices
- 95 reported to IAPD; Part 1A lists 47 office addresses in at least 16 states
- SEC registration
- Approved 7 April 2004, file number 801-62988
- State notice filings
- 42 jurisdictions, most recently Vermont, 12 June 2026
- Advisory staff
- 92 of 159 employees perform advisory functions; 24 are also broker-dealer registered representatives and 37 are licensed insurance agents
- Promoters
- 14 outside firms or persons solicit clients on the firm's behalf
Offices by state
- California8
- New York4
- New Jersey3
- Connecticut1
- Delaware1
- Florida1
- Georgia1
- Hawaii1
- Maryland1
- Massachusetts1
- Michigan1
- Nevada1
- Oregon1
- Pennsylvania1
- Rhode Island1
- South Carolina1
Other business names
Perigon Wealth Management has reported 12 other business names to the SEC in Item 1.B. Its brochure states that advisory services are provided by Perigon Wealth Management, LLC in every case, and that some names are used by its advisors for marketing.
- Anthem Advisors
- Anthem Wealth Partners
- Blue Water Capital Management
- Burleson & Company
- Cognizant Wealth Advisors
- Collaboration Capital
- Gitterman Asset Management
- Gitterman Wealth Management
- PM Wealth Management
- Prudeo Partners
- Stakeholders Capital
- Wealth Advisors
Headquartered at 201 Mission Street, Suite 1825, San Francisco, CA 94105. Organized as a Delaware limited liability company. The brochure dates the firm's founding to March 2004. View Section 1.F in the filing
Other business and affiliations#
- Other business
- Certain advisors sell insurance, sell commissionable securities through Purshe Kaplan Sterling and Fortune Financial Services, and provide accounting and tax services in their individual capacities.
- Private funds
- The firm does not report advising private funds in Item 7.B. The brochure notes some advisory persons are involved with BCo Venture I, LP in a separate capacity.
- Financial industry affiliations
- No related persons filed in Section 7.A.
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Form ADV Part 1A, Items 6 and 7, and Schedule D. View Item 6 in the filing
Common questions#
How much does Perigon Wealth Management charge?
Perigon's brochure states annual advisory fees between 0.20% and 2.00% of assets under management, billed quarterly in advance. Standalone planning runs $150 to $500 an hour or $1,000 to $15,000 as a fixed fee. The exact rate is negotiated with each advisor.
Is Perigon a fiduciary?
Its brochure states that Perigon and its investment adviser representatives serve as fiduciaries to clients and uphold a duty of loyalty, fairness, and good faith toward each client.
Source: Part 2A brochure, Item 4.B (Advisory Services Offered)
Does Perigon earn commissions?
Its Form ADV reports that 24 employees are registered representatives of a broker-dealer and 37 are licensed insurance agents, and discloses that certain advisors sell insurance and commissionable securities in their individual capacities. Advisory fees are reported as the primary compensation.
Where are client assets held?
Mostly at Charles Schwab, which holds about 52% of separately managed account assets, and Fidelity, which holds about 23%. The firm also works with LPL, Pershing, SEI, AssetMark, Interactive Brokers, and others.
Source: Schedule D, Section 5.K.(3); Part 2A brochure, Item 12
Who owns Perigon Wealth Management?
Perigon Financial Holdings, LLC owns the adviser. That entity is majority owned by Perigon Partners, LLC, whose reported control persons include CEO Arthur Ambarik and President Jeremy Paul, with a 25% to 50% minority stake held by CWC Prism Investor, LLC since April 2024.
What is the minimum to become a client?
Perigon states it generally does not impose a minimum relationship size, though some third-party managers and LPL programs require $10,000 to $50,000 per account.
Source: Part 2A brochure, Item 7 (Types of Clients) and Item 4 (LPL program minimums)
Answered from the filings above.
Sources
- Form ADV Part 1A, amendment filed 12 June 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
- Form ADV Part 2A brochure, dated 30 March 2026. Items 4, 5, 7, 12 and 15.
- IAPD firm record, CRD 131037, compiled 13 June 2026.
Retrieved 17 September 2026. All three are published by the SEC and may have been amended since. The logo is reproduced for identification from Perigon Wealth Management, website.
Report a correctionThis profile is compiled from public regulatory filings and is provided for informational purposes only. Simple Money is not affiliated with Perigon Wealth Management, LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.