Lindsay Sturmak
Partner, Wealth Advisor, Head of Impact Investing at Perigon Wealth Management
Investment adviser representative in Ridgewood, NJ
From the SEC’s public record of this individual, checked on 17 September 2026.
Lindsay Sturmak is a partner of Perigon Wealth Management, LLC, a San Francisco-based SEC-registered investment adviser managing $11.29B. Lindsay has been registered through the firm since 3 December 2019, with 27 years in the industry across 8 firms, holds adviser registrations in New Jersey.
Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.
Role at Perigon Wealth Management#
- Title on Schedule A
- Partner
- Title the firm uses
- Partner, Wealth Advisor, Head of Impact Investing
- Control
- Reported as a control person of the adviser on Schedule A.
- Ownership
- Schedule A reports no direct ownership interest of 5% or more.
- Tenure
- Reported as an officer of the adviser since December 2019.
The firm
Perigon Wealth Management, LLC$11.29B regulatory AUM · 92 advisory staff · 95 officesFirm profileTitle and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing
Career on record#
- Perigon Wealth Management, LLC3 December 2019 to presentRidgewood, NJ · 7 years · adviser representative only · firm CRD 131037
- RLP Wealth Advisors, LLC24 January 2018 to 17 January 2020Ridgewood, NJ · 2 years · adviser representative only · firm CRD 289841
- RLP Wealth Advisors, LLC14 November 2017 to 31 December 2017Ridgewood, NJ · under a year · adviser representative only · firm CRD 289841
- BlueSky Investment Management, LLC31 August 2016 to 11 October 2019Ridgewood, NJ · 3 years · adviser representative only · firm CRD 226711
- BlueSky Investment Management, LLC18 June 2015 to 31 December 2016Ridgewood, NJ · 2 years · adviser representative only · firm CRD 226711
- National Planning Corporation30 November 2005 to 2 November 2017Ridgewood, NJ · 12 years · adviser representative only · firm CRD 29604
- Walnut Street Securities, Inc.6 November 2003 to 30 November 2005New York, NY · 2 years · adviser representative only · firm CRD 15840
- Wells Fargo Investments, LLC13 August 2001 to 21 August 2002San Francisco, CA · 1 year · adviser representative only · firm CRD 10582
Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 15 November 1998, which may differ from the earliest registration below. View the IAPD record
Registrations and exams#
| State | Scope | Status | Since |
|---|---|---|---|
| New Jersey | Investment adviser representative | Approved | 3 December 2019 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 2 November 2017 |
| Series 24 | General Securities Principal Examination | 2 April 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 January 1998 |
| Series 7 | General Securities Representative Examination | 14 October 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record
Regulatory record#
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.
Where to check this individual's complete record, including any disciplinary history. View the IAPD record
Background#
The team page states that Bud Sturmak has more than 25 years of experience working with individuals, families, non-profit organizations and corporations, and that as Head of Impact Investing he oversees Perigon’s sustainable investing strategies, impact tools and resources, and advisor education. It describes him as a contributing author to two books, Evolutions in Sustainable Investing and Sustainable Investing: Revolutions in Theory and Practice, and as writing and speaking on sustainable investing. Perigon Wealth Management, team page
Education
- Graduate of Dickinson CollegePerigon Wealth Management, team page
Credentials and memberships
- Certified Financial Planner (CFP) practitionerPerigon Wealth Management, team page
Background statements are attributed to the named source. Firm biographies are not regulatory records.
Common questions#
Is Lindsay Sturmak a broker or an investment adviser?
An investment adviser representative. The record shows an active adviser registration through Perigon and an inactive broker registration, although it shows the Series 7 passed in 1997 and the Series 24 in 2012.
Where is Lindsay Sturmak registered?
As an investment adviser representative in New Jersey since 3 December 2019. It is the only state registration on the record, and it is not marked resident.
Does Lindsay Sturmak own part of Perigon?
Not directly. Schedule A of Perigon’s Form ADV lists Lindsay Sturmak as a partner and control person with no direct ownership interest of 5% or more, with the title dated to December 2019. The SEC reports ownership in bands, not exact percentages.
Source: Form ADV Part 1A, Schedule A
Where did Lindsay Sturmak work before Perigon?
The SEC record shows registration through Wells Fargo Investments from August 2001 to August 2002, Walnut Street Securities from November 2003 to November 2005, National Planning Corporation from November 2005 to November 2017, BlueSky Investment Management from June 2015 to October 2019, and RLP Wealth Advisors from November 2017 to January 2020.
Answered from the records above.
Leadership at Perigon Wealth Management#
Philip HartFounder and PartnerCRD 1231843
Arthur AmbarikChief Executive Officer and PartnerCRD 4447307
Jeremy PaulPresident and PartnerCRD 2941072- Jonathan HoyChief Operating OfficerCRD 7584467
Rafia HasanChief Investment OfficerCRD 4671801- David ScarpelloChief Financial OfficerCRD 4825346
- Jonathan RobbinsChief Compliance OfficerCRD 4713929
The other officers and owners named on the firm's Schedule A.
Sources
- IAPD individual record, CRD 2875124. Employment history, registrations and examinations.
- Form ADV Part 1A, Schedules A and B of Perigon Wealth Management, LLC, filed 12 June 2026. Title, control and ownership bands.
- Perigon Wealth Management team page. Biography, education, credentials, awards and portrait.
Retrieved 17 September 2026. The SEC record may have been amended since.
Report a correctionThis profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Simple Money is not affiliated with Lindsay Sturmak or Perigon Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.
Simple Money Advisors LLC is a California-registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser. The portrait is reproduced from the firm’s website for identification.