Mission Wealth

Its brochure states that wealth management fees are negotiated in writing with each client and that the maximum annual cumulative investment management fee is 1.50%, billed quarterly in arrears on the value of the account at the prior quarter end. Emerging Wealth clients with managed assets under $500,000 who sign a MissionForward agreement are assessed a $425 flat fee a month. Institutional retirement plan clients are subject to a minimum annual fee of $10,000 that will not exceed 1.00% of plan assets.

Source: Part 2A brochure, Item 5 (Fees and Compensation)

Its brochure states that the firm is an SEC-registered investment adviser legally bound by the fiduciary standard when serving clients, and that it commits to put client interests ahead of its own, its firm’s and its employees’.

Source: Part 2A brochure, Item 4 (Fiduciary Advisory Business)

Its Form ADV reports that none of its 220 employees are registered representatives of a broker-dealer and that 5 are licensed agents of an insurance company or agency. Schedule D Section 6.B.(3) reports that it sells insurance policies to advisory clients, and the brochure states its Risk Management Department may receive customary fees on insurance placement. The brochure also states that the firm and its representatives do not sell securities for a commission in advisory accounts, do not accept soft dollars, and do not financially participate in commissions, markups or markdowns.

Source: Part 1A, Item 5.B; Schedule D, Section 6.B.(3); Part 2A brochure, Items 5, 10 and 12

Schedule D Section 5.K.(3) names two custodians holding ten percent or more of separately managed account assets: Fidelity Brokerage Services LLC in Smithfield, Rhode Island, with $10,340,799,138, and Charles Schwab & Co., Inc. in Westlake, Texas, with $6,465,980,836. Its brochure states it recommends a custodian, typically Fidelity or Schwab, and that it participates in Fidelity’s WAS and Schwab’s SAN programs.

Source: Schedule D, Section 5.K.(3); Part 2A brochure, Item 12

Schedule A lists Mission Wealth Management, LLC as the general partner since January 2018, and limited partners including The Stark Revocable Trust of 2000 and Seth Streeter, Trustee SMS 2025 Trust in the 10% to 25% band, GHP Mission Blocker Corp. in the 10% to 25% band since April 2025, and The Adams Living Trust in the 5% to 10% band since January 2008. Schedule B lists Seth Mathew Streeter and Brad Warren Stark as managing members of the general partner, each in the 50% to 75% band since February 2000, and Great Hill Equity Partners VIII, LP as owner of GHP Mission Blocker Corp. in the 50% to 75% band. The brochure states that no single individual or entity owns 25% or more of the firm.

Source: Schedules A and B (direct and indirect owners); Part 2A brochure, Item 4

Its brochure states the firm typically requires a minimum account balance of $1,000,000 to open and maintain an account for its Wealth Management service, which may be waived, and that MissionForward clients are not subject to the minimums.

Source: Part 2A brochure, Item 7 (Types of Clients & Account Requirements)

Mission Wealth Management reports $17,001,545,425 in total regulatory assets under management in Item 5.F of its September 2026 Form ADV.

Source: Form ADV Part 1A, Item 5.F

Form ADV Item 1.F reports its principal office at 1111 Chapala Street, 3rd Floor, Santa Barbara, CA 93101.

Source: Form ADV Part 1A, Item 1.F

IAPD reports 116 branch offices. The reviewed Form ADV provides 32 public office addresses including headquarters; redacted addresses are excluded from the state breakdown.

Source: IAPD firm record; Form ADV Part 1A, Item 1.F and Schedule D